Legal Opinion
Securities & Exchange Commission v. StratoComm Corp.
District Court, N.D. New York
Decided February 19, 2014No. 1:11-CV-1188PublishedCited by 13 opinions
1Opinion of the Court
DECISION & ORDER
THOMAS J. McAYOY, Senior District Judge.
I. INTRODUCTION
This is a civil enforcement action brought by the Securities and Exchange Commission (“the SEC” or “the Commission”) against StratoComm Corporation (“StratoComm”), Roger D. Shearer (“Shearer”) and Craig Danzig (“Danzig”). *247The Commission asserts that the defendants committed securities fraud and registration violations in the offer and sale of StratoComm penny stock. In this regard, the Commission contends that Strato-Comm, under the control of Shearer and with the assistance of Danzig, disseminated fraudulent public…
2Cases cited37 opinions
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- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
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3Cited by13 opinions
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- Securities & Exchange Commission v. BronsonDistrict Court, S.D. New York · 2014
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- Securities & Exchange Commission v. Arcturus Corp.District Court, N.D. Texas · 2016
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