Legal Opinion

Dumontet v. UBS Financial Services, Inc.

District Court, S.D. New York

Decided March 29, 2024No. 1:21-cv-10361Unknown

1Opinion

USDC SDNY DOCUMENT UNITED STATES DISTRICT COURT DO IRONIC SOUTHERN DISTRICT OF NEW YORK x DATE FILED: 3/29/2024 CHRISTIAN DUMONTET,, individually and on : behalf of all those similarly situated, : Plaintiff, : 1:21-cv-10361-GHW -against- : MEMORANDUM OPINION & : ORDER UBS FINANCIAL SERVICES, INC; : MATTHEW S. BUCHSBAUM; SCOTT M. : ROSENBERG; GERARD COSTELLO; and : SONIA M. ATTKISS, : Defendants. : GREGORY H. WOODS, United States District Judge: Plaintiff is a client of UBS Financial Services, Inc. (“UBS”) who agreed to participate in a new, innovative investment strategy called the Yield…

2Cases cited39 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  3. Chambers v. Time Warner, Inc.Court of Appeals for the Second Circuit · 2002
  4. Natalia Makarova v. United StatesCourt of Appeals for the Second Circuit · 2000
  5. ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007

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