Legal Opinion

Deephaven Private Placement Trading, Ltd. v. Grant Thornton & Co.

Court of Appeals for the Tenth Circuit

Decided July 21, 2006No. 05-4187PublishedCited by 24 opinions

1Opinion of the Court

KELLY, Circuit Judge.

This appeal concerns a claim brought by three institutional investors in Daw Technologies, Inc. (Daw) — Deephaven Private Placement Trading, Ltd., West End Mac-cabee Fund, L.P., and WETI Global Fund, Ltd (collectively, Investors) — against Daw’s former independent auditors, Grant Thornton LLP (Grant Thornton), under Section 18(a) of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. § 78r(a). The district court granted Grant Thornton’s motion to dismiss based principally on its determination that allegations contained in the relevant complaint were insufficient…

2Cases cited12 opinions

  1. United States v. Arthur Young & Co.Supreme Court of the United States · 1984
  2. Bily v. Arthur Young & Co.California Supreme Court · 1992
  3. Issa v. Comp USACourt of Appeals for the Tenth Circuit · 2003
  4. Musick, Peeler & Garrett v. Employers Ins. of WausauSupreme Court of the United States · 1993
  5. Brody v. Stone & Webster, Inc.Court of Appeals for the First Circuit · 2005

7 more not listed; retrieve them via the Exa API.

3Cited by24 opinions

  1. In Re Lehman Bros. Securities and Erisa LitigationDistrict Court, S.D. New York · 2011
  2. Slater v. AG Edwards & Sons, Inc.Court of Appeals for the Tenth Circuit · 2013
  3. Dronsejko v. ThorntonCourt of Appeals for the Tenth Circuit · 2011
  4. Special Situations Fund III QP, L.P. v. Deloitte Touche Tohmatsu CPA, Ltd.District Court, S.D. New York · 2014
  5. DeKalb County Pension Fund v. Transocean Ltd.Court of Appeals for the Second Circuit · 2016

19 more not listed; retrieve them via the Exa API.

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