Deephaven Private Placement Trading, Ltd. v. Grant Thornton & Co.
Court of Appeals for the Tenth Circuit
1Opinion of the Court
KELLY, Circuit Judge.
This appeal concerns a claim brought by three institutional investors in Daw Technologies, Inc. (Daw) — Deephaven Private Placement Trading, Ltd., West End Mac-cabee Fund, L.P., and WETI Global Fund, Ltd (collectively, Investors) — against Daw’s former independent auditors, Grant Thornton LLP (Grant Thornton), under Section 18(a) of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. § 78r(a). The district court granted Grant Thornton’s motion to dismiss based principally on its determination that allegations contained in the relevant complaint were insufficient…
2Cases cited12 opinions
- United States v. Arthur Young & Co.Supreme Court of the United States · 1984
- Bily v. Arthur Young & Co.California Supreme Court · 1992
- Issa v. Comp USACourt of Appeals for the Tenth Circuit · 2003
- Musick, Peeler & Garrett v. Employers Ins. of WausauSupreme Court of the United States · 1993
- Brody v. Stone & Webster, Inc.Court of Appeals for the First Circuit · 2005
7 more not listed; retrieve them via the Exa API.
3Cited by24 opinions
- In Re Lehman Bros. Securities and Erisa LitigationDistrict Court, S.D. New York · 2011
- Slater v. AG Edwards & Sons, Inc.Court of Appeals for the Tenth Circuit · 2013
- Dronsejko v. ThorntonCourt of Appeals for the Tenth Circuit · 2011
- Special Situations Fund III QP, L.P. v. Deloitte Touche Tohmatsu CPA, Ltd.District Court, S.D. New York · 2014
- DeKalb County Pension Fund v. Transocean Ltd.Court of Appeals for the Second Circuit · 2016
19 more not listed; retrieve them via the Exa API.