Laub v. Faessel
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
OPINION OF THE COURT
Rosenberger, J.
Plaintiffs second amended complaint alleges that, in 1993, defendant John L. Faessel introduced himself to plaintiff as a “duly registered investment advisor, specializing in advising high net worth individuals” with respect to the stock market and that, subsequently, Faessel represented to plaintiff that he had “extensive training and expertise as a technical analyst and chartist” as well as a “broad client base” to whom he regularly and successfully provided investment advice. All of Faessel’s representations as to his training, expertise, and experience…
2Cases cited13 opinions
- Small v. Lorillard Tobacco Co.New York Court of Appeals · 1999
- Ausa Life Insurance Company, Bankers United Life Assurance Company, Crown Life Insurance Company, General Services Life Insurance Company, Life Investors Insurance Company of America, Modern Woodmen of America, Monumental Life Insurance Company, the Mutual Life Insurance Company of New York, and the Prudential Insurance Company of America v. Ernst and YoungCourt of Appeals for the Second Circuit · 2000
- Megaris Furs, Inc. v. Gimbel Brothers, Inc.Appellate Division of the Supreme Court of the State of New York · 1991
- Hotaling v. A. B. Leach & Co.New York Court of Appeals · 1928
- R. M. Newell Co. v. RiceAppellate Division of the Supreme Court of the State of New York · 1997
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- RamiroAviles v. S&P Global, Inc.District Court, S.D. Illinois · 2019
- Friedman v. AndersonAppellate Division of the Supreme Court of the State of New York · 2005
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