Legal Opinion
Ameriprise Fin. Servs., Inc. v. Brady
District Court, District of Columbia
Decided September 11, 2018No. CIVIL ACTION NO. 18-10337-DPWPublishedCited by 5 opinions
1Opinion of the Court
DOUGLAS P. WOODLOCK, UNITED STATES DISTRICT JUDGE
Petitioner, Ameriprise Financial Services, Inc., ("Ameriprise"), has timely filed this action seeking to vacate an arbitration *222award in favor of Respondent, Cheryle Anne Brady. For the reasons stated below, I grant the petition only in part, vacating so much of the award as purports to assess attorney fees against Ameriprise, but otherwise confirming the award.
I. BACKGROUND
A. The Parties
Ameriprise is a national broker-dealer providing wealth management, securities trading, and investment banking services. It is a member of the Financial…
2Cases cited34 opinions
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
- D.H. Blair & Co. v. GottdienerCourt of Appeals for the Second Circuit · 2006
- Hall Street Associates, L. L. C. v. Mattel, Inc.Supreme Court of the United States · 2008
- Commonwealth Coatings Corp. v. Continental Casualty Co.Supreme Court of the United States · 1969
- Manning v. ZuckermanMassachusetts Supreme Judicial Court · 1983
29 more not listed; retrieve them via the Exa API.
3Cited by5 opinions
- Belezos v. Board of Selectmen of Hingham, MassachusettsDistrict Court, D. Massachusetts · 2019
- Diaz v. Popular Securities, LLCDistrict Court, D. Puerto Rico · 2021
- Hewlett v. International Business Machines Corp.District Court, D. Massachusetts · 2022
- Lee v. AutoNation IncDistrict Court, W.D. Washington · 2024
- Singer v. Verizon Communication, Inc.District Court, D. Massachusetts · 2021