Wolcotts Financial Services, Inc. v. McReynolds

OPINION

TODD, Presiding Judge.

This is a suit to enjoin the Commissioner of Commerce and Insurance from enforcing a “cease and desist order” issued by the Commissioner on August 10, 1989, requiring plaintiff and others to cease and desist from engaging in business as an unregistered broker-dealer, or selling unregistered securities.

The “Memorandum and Order” of the Trial Judge states:

This case is before the Court on defendants’ motion to dismiss. Plaintiff has asked the Court to enjoin defendant Commissioner and Department from enforcing their Cease and Desist Order against plaintiff.…