Legal Opinion
NASDAQ OMX, Inc. v. UBS Securities LLC
District Court, S.D. New York
Decided June 18, 2013No. 13 Civ. 2244PublishedCited by 4 opinions
1Opinion of the Court
OPINION
SWEET, District Judge.
Plaintiffs The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC (collectively “NASDAQ” or the “Plaintiffs”) have moved to enjoin an arbitration filed by defendant UBS Securities LLC (“UBS” or the “Defendant”), and UBS has cross-moved to dismiss NASDAQ’s complaint (the “Complaint”) with prejudice.
Upon the facts and conclusions set forth below, NASDAQ’s motion for preliminary injunction is granted and UBS’ cross-motion to dismiss is denied.
I. Prior Proceedings
This dispute arose from system failures during the May 18, 2012 initial public offering (“IPO”) of…
2Cases cited31 opinions
- Franchise Tax Bd. of Cal. v. Construction Laborers Vacation Trust for Southern Cal.Supreme Court of the United States · 1983
- United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- Natalia Makarova v. United StatesCourt of Appeals for the Second Circuit · 2000
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3Cited by4 opinions
- NASDAQ OMX Group, Inc. v. UBS Securities, LLCCourt of Appeals for the Second Circuit · 2014
- Offshore Exploration & Production LLC v. Morgan Stanley Private Bank, N.A.District Court, S.D. New York · 2013
- NASDAQ OMX Group, Inc. v. UBS Securities, LLCCourt of Appeals for the Second Circuit · 2014
- United Industries Corp. v. Leveraged Marketing Corp. of America, Pennsylvania Court of Common Pleas, Philadelphia County2014