Carson v. PaineWebber, Inc.

Opinion by

Judge TAUBMAN.

Plaintiff, Robert Carson, appeals from the judgment confirming an arbitration award ordering him to pay defendant, Paine-Webber, Incorporated, $13,290 in damages, attorney fees, and costs, plus interest. We affirm in part, reverse in part, and remand.

Carson was employed by PaineWebber as an investment advisor. After Carson resigned in 1998, PaineWebber received complaints from two of his customers, who alleged that they had given Carson written instructions to liquidate their accounts, but the instructions had not been followed. PaineWebber settled those two claims…