Fed. Sec. L. Rep. P 98,643 Securities and Exchange Commission v. Washington County Utility District, Wade H. Patrick
Court of Appeals for the Sixth Circuit
1Opinion of the Court
CELEBREZZE, Senior Circuit Judge.
The Securities and Exchange Commission (Commission), plaintiff-appellant, brought this action pursuant to Sec. 20(b) of the Securities Act, 15 U.S.C. Sec. 77t(b), and Sections 21(d) and 21(e) of the Exchange Act, 15 U.S.C. Sections 78u(d) and 78u(e). In its complaint the Commission requested that the defendants 1 be enjoined from violating the securities laws in the future. The Commission also petitioned the United States District Court for the Eastern District of Tennessee to order the defendants to disgorge any income or property which they received as a…
2Cases cited22 opinions
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Fed. Sec. L. Rep. P 95,351 Billie Jean Woodward v. Metro Bank of DallasCourt of Appeals for the Fifth Circuit · 1975
- Rochez Brothers, Inc., a Pennsylvania Corporation v. Charles R. RhoadesCourt of Appeals for the Third Circuit · 1975
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3Cited by70 opinions
- Liu v. SEC. & Exch. Comm'nSupreme Court of the United States · 2020
- Fed. Sec. L. Rep. P 92,021 Securities and Exchange Commission v. Larry D. Blavin, D/B/A Providence Investment AdvisoryCourt of Appeals for the Sixth Circuit · 1985
- In Re Enron Corp. Securities, Derivative & ERISA Lit.District Court, S.D. Texas · 2002
- Arthur Young & Co. v. RevesCourt of Appeals for the Eighth Circuit · 1991
- Somerville v. Major Exploration, Inc.District Court, S.D. New York · 1983
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