Legal Opinion

Barrowclough v. Kidder, Peabody & Co.

Court of Appeals for the Third Circuit

Decided January 18, 1985No. 83-5777PublishedCited by 87 opinions

1Opinion of the Court

OPINION OF THE COURT

SLOVITER, Circuit Judge.

The issues before us on this appeal concern (1) the scope and extent of Congress’ exemption from ERISA of unfunded deferred compensation plans that exist primarily for the benefit of select managerial and highly compensated employees and (2) the interrelationship of ERISA with the arbitration requirements of the New York and American Stock Exchanges. Some of the issues raised are before an appellate court for the first time, and hence require a detailed legal exposition.

I

FACTS AND PROCEDURAL HISTORY

William Barrowclough was hired in August, 1980 by…

2Cases cited46 opinions

  1. Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
  2. United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
  3. United Steelworkers v. Enterprise Wheel & Car Corp.Supreme Court of the United States · 1960
  4. Alexander v. Gardner-Denver Co.Supreme Court of the United States · 1974
  5. United Steelworkers v. American Manufacturing Co.Supreme Court of the United States · 1960

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3Cited by87 opinions

  1. Tracinda Corp. v. Daimlerchrysler AgCourt of Appeals for the Third Circuit · 2007
  2. Pane v. RCA Corp.Court of Appeals for the Third Circuit · 1989
  3. Pens. Plan Guide P 23915h John L. Kemmerer James H. Jordan, in No. 95-1071 v. Ici Americas Inc. John L. Kemmerer James H. Jordan v. Ici Americas Inc., in No. 95-1098Court of Appeals for the Third Circuit · 1995
  4. 20 Employee Benefits Cas. 1537, Pens. Plan Guide P 23922o in Re New Valley Corporation, Debtor, Senior Executive Benefit Plan Participants Richard L. Callaghan Alexander J. Chisholm W. Lee Elkins Robert M. Flanagan Robert F. Garbarini Arthur A. Garman Walter Girardin Delmar Harmon J. William Harrington John P. Hunt John A. Hollansworth Gerald P. Kent D.D. Lloyd Russell W. Mc Fall John W.R. Pope, Jr. Herbet Salter, Estate of Steve Smiszko Phillip Schneider Bernard Weitzer v. New Valley Corporation, Senior Executive Benefit Plan Participants and Walter E. Girardin, Alexander J. Chisholm, S.E. Smiszko, John A. Hunt, Arthur Garman, Gerald P. Kent, Delmar Harmon, Robert R. Garbarini, Walter L. Elkins, Walter E. Girardin, Philip Schneider, J. William Harrington, John A. Hollansworth, Bernard Weitzer, John W.R. Pope, Jr., Robert M. Flanagan, Douglas D. Lloyd, H.E. Salter/barbara Orr Salter, Richard L. Callaghan, and Russell W. McFallCourt of Appeals for the Third Circuit · 1996
  5. Brown v. KFC National Management Co.Hawaii Supreme Court · 1996

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