Legal Opinion

Spear, Leeds & Kellogg v. Central Life Assurance Company, Alexander Hamilton Life Insurance Company of America, Inc., Canada Life Assurance Co.

Court of Appeals for the Second Circuit

Decided May 16, 1996No. 331, Docket 95-7372PublishedCited by 73 opinions

1Opinion of the Court

Judge POLLACK dissents in a separate opinion.

CARDAMONE, Circuit Judge:

On this appeal from the grant of a preliminary injunction enjoining arbitration, issued by the United States District Court for the Southern District of New York (Duffy, J.), we are asked to decide whether plaintiff Spear, Leeds & Kellogg (plaintiff, broker, or Spear, Leeds), a member of the New York Stock Exchange (N.Y.SE or Exchange), is required under the Exchange’s Constitution and Arbitration Rules to arbitrate a dispute with the defendants-appellants Central Life Assurance Company, Alexander Hamilton Life Insurance…

2Cases cited24 opinions

  1. Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
  2. First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
  3. At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
  4. United Steelworkers v. American Manufacturing Co.Supreme Court of the United States · 1960
  5. Gilmer v. Interstate/Johnson Lane Corp.Supreme Court of the United States · 1991

19 more not listed; retrieve them via the Exa API.

3Cited by73 opinions

  1. E.I. DuPont de Nemours and Co. v. Rhone Poulenc Fiber and Resin Intermediates, S.A.S.Court of Appeals for the Third Circuit · 2001
  2. Bensadoun v. Jobe-RiatCourt of Appeals for the Second Circuit · 2003
  3. Bensadoun v. Jobe-RiatCourt of Appeals for the Second Circuit · 2003
  4. John R. D'alessio, D'Alessio Securities, Inc. v. New York Stock Exchange, Inc., Richard A. Grasso, Edward A. Kwalwasser, and Robert J. McSweeneyCourt of Appeals for the Second Circuit · 2001
  5. John Hancock Life Insurance Company v. WilsonCourt of Appeals for the Second Circuit · 2001

68 more not listed; retrieve them via the Exa API.

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