Legal Opinion
Samuel H. Esterkyn, M.D., Inc. Pension Sharing & Profit Sharing Plan v. Van Hedge Fund Advisors, Inc.
District Court, M.D. Tennessee
Decided August 23, 1999No. 3:98-0303PublishedCited by 2 opinions
1Opinion of the Court
MEMORANDUM
HIGGINS, District Judge.
The plaintiff, Samuel H. Esterkyn, M.D., Inc. Pension and Profit Sharing Plan, a California pension plan, filed this action under 28 U.S.C. § 1331 asserting violations of Section 10(b)(5) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j and 78u-4(b)(l), against the defendants: Van Hedge Fund Advisors, Inc., a Tennessee corporation; Steven A. Lonsdorf, Van Hedge’s president and a Tennessee citizen; Compass Series E, Ltd., an investment company organized under the laws of the Commonwealth of the Bahamas; Beacon Global Advisors, Ltd., an asset management…
2Cases cited32 opinions
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- Erie Railroad v. TompkinsSupreme Court of the United States · 1938
- Foman v. DavisSupreme Court of the United States · 1962
- Klaxon Co. v. Stentor Electric Manufacturing Co.Supreme Court of the United States · 1941
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3Cited by2 opinions
- Cumulus Broadcasting, Inc. v. ShimTennessee Supreme Court · 2007
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