Legal Opinion
Samuel H. Sloan and Samuel H. Sloan & Co. v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided March 4, 1976No. 569, Docket 75-7283PublishedCited by 6 opinions
1Per curiam
Samuel H. Sloan appeals from a decision of the United States District Court for the Southern District of New York, Thomas P. Griesa, J., dismissing his pro se complaint, which charged appellees with various violations of the Constitution and the antitrust and securities laws, as well as with several common law torts. 1
Sloan, a securities broker-dealer, has had more than his share of litigation in this court. In January 1974, he was found to have violated rules of the Securities and Exchange Commission (SEC) relating to record-keeping and net capital, and was enjoined from further violations.…
2Cases cited6 opinions
- The Moses TaylorSupreme Court of the United States · 1867
- United States v. National Association of Securities Dealers, Inc.Supreme Court of the United States · 1975
- United States v. Herbert SperlingCourt of Appeals for the Second Circuit · 1975
- Gordon v. New York Stock Exchange, Inc.Supreme Court of the United States · 1975
- Samuel H. SLOAN, Petitioner, v. SECURITIES & EXCHANGE COMMISSION, RespondentCourt of Appeals for the Second Circuit · 1975
1 more not listed; retrieve them via the Exa API.
3Cited by6 opinions
- United States v. Murleen Kay KunzmanCourt of Appeals for the Tenth Circuit · 1997
- Fed. Sec. L. Rep. P 95,547 Securities and Exchange Commission v. Samuel H. Sloan, Individually and D/B/A Samuel H. Sloan & Co.Court of Appeals for the Second Circuit · 1976
- Hallwood Realty Partners, L.P. v. Gotham Partners, L.P.District Court, S.D. New York · 2000
- Fed. Sec. L. Rep. P 95,757, Fed. Sec. L. Rep. P 95,783 Samuel H. Sloan D/B/A Samuel H. Sloan & Co. v. Securities and Exchange Commission, Samuel H. Sloan v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1976
- Sloan v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1976
1 more not listed; retrieve them via the Exa API.