Legal Opinion
Fed. Sec. L. Rep. P 95,547 Securities and Exchange Commission v. Samuel H. Sloan, Individually and D/B/A Samuel H. Sloan & Co.
Court of Appeals for the Second Circuit
Decided May 10, 1976No. 776, Docket 75-6106PublishedCited by 27 opinions
1Per curiam
Samuel Sloan, a securities broker-dealer who is a frequent litigant in this court, see Sloan v. SEC, 535 F.2d 676, (2d Cir. March 4, 1976), and cases there cited, appeals from a number of orders of the United States District Court for the Southern District of New York, Robert J. Ward, J., entered in the course of a continuing lawsuit in which the Securities and Exchange Commission (SEC) seeks to enjoin him from violation of various SEC rules requiring maintenance of proper books and records and making them accessible for inspection by SEC officials. 1 We affirm in part and dismiss in part.
The…
2Cases cited6 opinions
- Hull v. Celanese Corp.Court of Appeals for the Second Circuit · 1975
- United States v. Herbert SperlingCourt of Appeals for the Second Circuit · 1975
- International Union, United Automobile, Aerospace and Agricultural Implement Workers of America (Uaw) v. National Caucus of Labor CommitteesCourt of Appeals for the Second Circuit · 1975
- Securities & Exchange Commission v. Robert Collier & Co.Court of Appeals for the Second Circuit · 1935
- Samuel H. Sloan and Samuel H. Sloan & Co. v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1976
1 more not listed; retrieve them via the Exa API.
3Cited by27 opinions
- Monarch Life Insurance v. Ropes & GrayCourt of Appeals for the First Circuit · 1995
- Elaine TRUSKOSKI, Plaintiff-Appellant, v. ESPN, INC., Defendant-AppelleeCourt of Appeals for the Second Circuit · 1995
- Darmetko v. Boston Housing AuthorityMassachusetts Supreme Judicial Court · 1979
- Securities & Exchange Commission v. Electronics Warehouse, Inc.District Court, D. Connecticut · 1988
- Manuel AGROMAYOR, Plaintiff, Appellee, v. Severo COLBERG, Defendant, AppellantCourt of Appeals for the First Circuit · 1984
22 more not listed; retrieve them via the Exa API.