Legal Opinion

Constitutionality of Mandatory Registration of Credit Rating Agencies

Department of Justice Office of Legal Counsel

Decided October 22, 2009Published

1Opinion of the Court

CONSTITUTIONALITY OF MANDATORY REGISTRATION OF CREDIT RATING AGENCIES The Administration’s proposal for mandatory registration of credit rating agencies, which would include an exemption designed to address First Amendment concerns, would satisfy the First Amendment’s requirements. October 22, 2009 LETTER OPINION FOR THE ASSISTANT SECRETARY FOR FINANCIAL INSTITUTIONS U.S. DEPARTMENT OF THE TREASURY You have asked us to assess whether the Administration’s proposal for mandatory registration of credit rating agencies, which would include an exemption designed to address First Amendment…

2Cases cited14 opinions

  1. Planned Parenthood of Southeastern Pa. v. CaseySupreme Court of the United States · 1992
  2. Thomas v. CollinsSupreme Court of the United States · 1945
  3. Dun & Bradstreet, Inc. v. Greenmoss Builders, Inc.Supreme Court of the United States · 1985
  4. Lowe v. Securities & Exchange CommissionSupreme Court of the United States · 1985
  5. In Re Fitch, Inc., Appellant-Cross-Appellee, American Savings Bank, Fsb, Plaintiff-Appellee-Cross-Appellant v. Ubs Painewebber, Inc.Court of Appeals for the Second Circuit · 2003

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