Legal Opinion
Lowe v. Securities & Exchange Commission
Supreme Court of the United States
Decided June 10, 1985No. 83-1911PublishedCited by 207 opinions
1Opinion of the CourtJustice Stevens
The question is whether petitioners may be permanently enjoined from publishing nonpersonalized investment advice and commentary in securities newsletters because they are not registered as investment advisers under § 203(c) of the Investment Advisers Act of 1940 (Act), 54 Stat. 850, 15 U. S. C. § 80b-3(c).
Christopher Lowe is the president and principal shareholder of Lowe Management Corporation. From 1974 until 1981, the corporation was registered as an investment adviser under the Act.1 During that period Lowe was convicted of misappropriating funds of an investment client, of engaging in…
2Cases cited16 opinions
- Ashwander v. Tennessee Valley AuthoritySupreme Court of the United States · 1936
- Cannon v. University of ChicagoSupreme Court of the United States · 1979
- Bose Corp. v. Consumers Union of United States, Inc.Supreme Court of the United States · 1984
- Near v. Minnesota Ex Rel. OlsonSupreme Court of the United States · 1931
- Lovell v. City of GriffinSupreme Court of the United States · 1938
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3Cited by207 opinions
- Roy Richard Dittman v. State of California State and Consumer Affairs Agency Medical Board of California Acupuncture Committee and Marilyn NielsenCourt of Appeals for the Ninth Circuit · 1999
- Littlejohn v. BIC Corp.Court of Appeals for the Third Circuit · 1988
- In Re Bank of America Corp. Securities, Derivative, & Employee Retirement Income Security Act (ERISA) LitigationDistrict Court, S.D. New York · 2010
- Comm. Fut. L. Rep. P 27,357 Commodity Trend Service, Inc. v. Commodity Futures Trading CommissionCourt of Appeals for the Seventh Circuit · 1998
- Dr. Bernd Wollschlaeger v. Governor of the State of FloridaCourt of Appeals for the Eleventh Circuit · 2017
202 more not listed; retrieve them via the Exa API.