TBK PARTNERS v. Shaw
District Court, W.D. Kentucky
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
ALLEN, Senior District Judge.
This action is before the Court on defendants’ motion for summary judgment. Plaintiff, TBK, brought this action claiming securities fraud. Specifically, plaintiff claims defendants violated sections 11 and 12(2) of the 1933 Act which make unlawful any material omissions or misstatements in a registration statement or in an offer or sale of securities. Plaintiff also alleges violation of sections 10(b) and 14(a) of the 1934 Act. These statutory provisions apply, respectively, to the purchase or sale of a security and to the solicitation…
2Cases cited39 opinions
- Sedima, S. P. R. L. v. Imrex Co.Supreme Court of the United States · 1985
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
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3Cited by3 opinions
- Mendell v. GreenbergCourt of Appeals for the Second Circuit · 1990
- Mendell v. GreenbergCourt of Appeals for the Second Circuit · 1991
- Mendell v. GreenbergDistrict Court, S.D. New York · 1989