United States v. Clark J. Matthews II
Court of Appeals for the Second Circuit
1Opinion of the Court
VAN GRAAFEILAND, Circuit Judge:
Clark J. Matthews, II, appeals from a judgment of the United States District Court for the Eastern District of New York (Sifton, J.) convicting Matthews of violating section 14(a) of the Securities Exchange Act of 1934, 15 U.S.C. § 78n(a) and SEC’s Implementing Rule 14a-9, 17 C.F.R. 240.-14a-9. This conviction was based on the second count of a two-count indictment. The first count charged that Matthews and S. Richmond Dole conspired with each other and with others to bribe members of the New York State Tax Commission in order to obtain favorable rulings on tax…
2Cases cited42 opinions
- United States v. HarrissSupreme Court of the United States · 1954
- Garrity v. New JerseySupreme Court of the United States · 1967
- Lanzetta v. New JerseySupreme Court of the United States · 1939
- Lefkowitz v. TurleySupreme Court of the United States · 1973
- Grosso v. United StatesSupreme Court of the United States · 1968
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3Cited by32 opinions
- Gilbert Roeder, Etc. v. Alpha Industries, Inc.Court of Appeals for the First Circuit · 1987
- Fed. Sec. L. Rep. P 92,864 Pearl J. Barker v. Henderson, Franklin, Starnes & Holt, and Taylor, Edenfield, Gilliam & WiltshireCourt of Appeals for the Seventh Circuit · 1986
- In Re Marsh & McLennan Companies, Inc. Securities LitigationDistrict Court, S.D. New York · 2006
- United States Securities and Exchange Commission v. H. Thomas FehnCourt of Appeals for the Ninth Circuit · 1996
- In Re Par Pharmaceutical, Inc. Securities LitigationDistrict Court, S.D. New York · 1990
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