Legal Opinion
United States Securities and Exchange Commission v. H. Thomas Fehn
Court of Appeals for the Ninth Circuit
Decided October 9, 1996No. 94-16136PublishedCited by 97 opinions
1Opinion of the Court
MICHAEL DALY HAWKINS, Circuit Judge:
This appeal requires us to apply Section 104 of the recently enacted Private Securities Litigation Reform Act of 1995, which expressly authorizes the Securities and Exchange Commission (“SEC”) to bring injunc-tive actions against those who aid and abet violations of certain securities laws.
California attorney H. Thomas Fehn appeals the district court’s final judgment and permanent injunction order of April 1, 1994, which ordered Fehn to refrain from aiding and abetting violations of Section 10(b) and Section 15(d) of the Securities Exchange Act of 1934 and…
2Cases cited40 opinions
- Landgraf v. USI Film ProductsSupreme Court of the United States · 1994
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Bowen v. Georgetown University HospitalSupreme Court of the United States · 1988
- Bradley v. School Bd. of RichmondSupreme Court of the United States · 1974
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3Cited by97 opinions
- UNITED STATES of America, Plaintiff-Appellee, v. Richard J. SMITH, Defendant-AppellantCourt of Appeals for the Ninth Circuit · 1998
- City of Philadelphia v. Fleming Companies, Inc.Court of Appeals for the Tenth Circuit · 2001
- In Re Enron Corp. Securities, Derivative & ERISADistrict Court, S.D. Texas · 2003
- United States v. Juvenile MaleCourt of Appeals for the Ninth Circuit · 2012
- Graham v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2000
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