Raymond James Financial Services, Inc. v. Bishop
Court of Appeals for the Fourth Circuit
1Opinion of the Court
Affirmed by published opinion. Judge DAVIS wrote the opinion, in which Judge WILKINSON and Judge DUNCAN joined.
OPINION
DAVIS, Circuit Judge:
This is an appeal from an order of the district court vacating an award of compensatory damages rendered by an arbitration panel adjudicating claims pursuant to the rules of the National Association of Securities Dealers (“NASD”). 1 The award was in favor of three financial advisors, Appellants Thomas W. Bishop (“Bishop”), Steven H. Hamant (“Hamant”), and Timothy E. Scanlon (“Scanlon”) against the Appellee, Raymond James Financial Services, Inc. (“Raymond…
2Cases cited22 opinions
- United Steelworkers v. Enterprise Wheel & Car Corp.Supreme Court of the United States · 1960
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- Citigroup Global Markets, Inc. v. BaconCourt of Appeals for the Fifth Circuit · 2009
- Remmey v. Painewebber, Inc.Court of Appeals for the Fourth Circuit · 1994
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- Hartford Steam Boiler Inspection & Insurance v. Underwriters at Lloyd's & Companies CollectiveConnecticut Appellate Court · 2010
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