Legal Opinion
Bankers Trust Co. v. Mallis
Supreme Court of the United States
Decided May 15, 1978No. 76-1359PublishedCited by 823 opinions
1Opinion of the Court
Pee Cueiam.
Respondents sued petitioner Bankers Trust Co. under § 10 (b) of the Securities Exchange Act of 1934, 48 Stat. 891, 15 U. S. C. § 78j (b) (1976 ed.), for allegedly fraudulent statements. The District Court for the Southern District of New York dismissed the action on the ground that the fraud alleged had not occurred “in connection with the purchase or sale” of a security, as required by § 10 (b). Mallis v. Federal Deposit Ins. Corp., 407 F. Supp. 7 (1975). The Court of Appeals for the Second Circuit reversed, holding that respondents were “purchasers [of securities] by virtue of…
2Cases cited13 opinions
- Foman v. DavisSupreme Court of the United States · 1962
- United States v. IndrelunasSupreme Court of the United States · 1973
- United States v. F. & M. Schaefer Brewing Co.Supreme Court of the United States · 1958
- United States v. HarkSupreme Court of the United States · 1944
- Ex Parte TiffanySupreme Court of the United States · 1920
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3Cited by823 opinions
- Shalala v. SchaeferSupreme Court of the United States · 1993
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- William George Bonin v. Arthur Calderon, as Warden of San Quentin State Prison James Rowland, Director of the California Department of CorrectionsCourt of Appeals for the Ninth Circuit · 1995
- In Re Time Warner Inc. Securities LitigationCourt of Appeals for the Second Circuit · 1993
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