Legal Opinion
Securities and Exchange Commission v. Richard W. Suter and Richard W. Suter D/B/A National Investment Publishing Company
Court of Appeals for the Seventh Circuit
Decided August 2, 1984No. 83-1452PublishedCited by 31 opinions
1Opinion of the Court
GRANT, Senior District Judge.
Defendant-Appellant, Suter, an investment adviser 1 registered with the PlaintiffAppellee, the Securities and Exchange Commission, appeals from the issuance of a preliminary injunction which enjoins him from engaging in fraud or deceit upon his clients or prospective clients and from selling unregistered securities. The injunction requires him to maintain proper records, to make an accounting regarding funds received from the sale of securities, and to provide the SEC with copies of all of his future investment advisory publications. Suter raises a plethora of…
2Cases cited24 opinions
- Gagnon v. ScarpelliSupreme Court of the United States · 1973
- Central Hudson Gas & Electric Corp. v. Public Service CommissionSupreme Court of the United States · 1980
- Virginia State Board of Pharmacy v. Virginia Citizens Consumer Council, Inc.Supreme Court of the United States · 1976
- Curtis Publishing Co. v. ButtsSupreme Court of the United States · 1967
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
19 more not listed; retrieve them via the Exa API.
3Cited by31 opinions
- Roland MacHinery Company v. Dresser Industries, Inc.Court of Appeals for the Seventh Circuit · 1984
- Securities and Exchange Commission v. Danny O. Cherif, and Khaled Sanchou, NominalCourt of Appeals for the Seventh Circuit · 1991
- Lawson Products, Inc. v. Avnet, Inc.Court of Appeals for the Seventh Circuit · 1986
- United States v. William MontoyaCourt of Appeals for the Seventh Circuit · 1987
- Thornton v. BarnesCourt of Appeals for the Seventh Circuit · 1989
26 more not listed; retrieve them via the Exa API.