Legal Opinion
Waters v. Millsap
Supreme Court of Arkansas
Decided June 18, 2015No. CV-15-18PublishedCited by 6 opinions
1Opinion of the CourtKaren R. Baker, Associate Justice
11 This case involves a civil regulatory action filed by the Arkansas Securities Commissioner, B. Edmond Waters (Commissioner), in his official capacity, against three individuals, Isaac Hal Millsap III, Gifford Keith Jordon, and Charles Duance Solum.1 The Commissioner’s complaint alleged two violations of the Arkansas Securities Act (the Act), codified at Arkansas Code Annotated sections 23^42-101 through -509. In his complaint, the Commissioner alleged that the appellees engaged in the sale of unregistered securities, in the form of notes for real estate loans with a fixed rate of interest,…
2Cases cited14 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Reves v. Ernst & YoungSupreme Court of the United States · 1990
- Hall v. Geiger-Jones Co.Supreme Court of the United States · 1917
- Merrick Et Al. v. N. W. Halsey & Company Et Al., and the Weis Fibre Container CorporationSupreme Court of the United States · 1916
- State Ex Rel. Commissioner of Securities v. Hawaii Market Center, Inc.Hawaii Supreme Court · 1971
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3Cited by6 opinions
- Landers v. StoneSupreme Court of Arkansas · 2016
- Arkansas Department of Human Services v. StateCourt of Appeals of Arkansas · 2017
- Weiner v. Merchant Capital Grp., LLCCourt of Appeals of Arkansas · 2024
- Landers v. StoneSupreme Court of Arkansas · 2016
- Montana Weiner and Ohana Construction & Property Maintenance, LLC v. Merchant Capital Group, LLC, D/B/A Greenbox Capital Group, LLCCourt of Appeals of Arkansas · 2026
1 more not listed; retrieve them via the Exa API.