Legal Opinion
Securities & Exchange Commission v. Pence
District Court, S.D. New York
Decided September 28, 2017No. 15 Civ. 7077 (GBD) (GWG)PublishedCited by 34 opinions
1Opinion of the Court
OPINION AND ORDER
GABRIEL W. GORENSTEIN, UNITED STATES MAGISTRATE JUDGE
The Securities and Exchange Commission (“SEC”) has sued Stephen B. Pence for alleged securities laws violations arising from his activities in 2009 and 2010 in connection with two entities: PSQ, LLC (“PSQ”) and General Employment Enterprises, Inc. (“GEE”). See Complaint, filed Sept. 9, 2015 (Docket # 1) (“Compl.”), ¶¶ 1-9. Pence now moves this Court for an Order authorizing substituted service of a subpoena ad testifi-candum on Michael A. Stegawski, Esq., a nonparty witness.1 The SEC has joined in Pence’s request for…
2Cases cited2 opinions
- King v. Crown Plastering Corp.District Court, E.D. New York · 1997
- Conanicut Investment Co. v. Coopers & LybrandDistrict Court, E.D. New York · 1989
3Cited by34 opinions
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- Calderon v. 919 Prospect Avenue LLCDistrict Court, S.D. New York · 2024
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