Legal Opinion
United States v. Robert Waldman and David E. Dick
Court of Appeals for the First Circuit
Decided June 16, 1978No. 77-1434PublishedCited by 45 opinions
1Opinion of the Court
COFFIN, Chief Judge.
Defendants-appellants Waldman and Dick were convicted and sentenced on fifteen counts of securities fraud violating 15 U.S.C. § 77q(a) and 77x. 1 Each count alleged that defendants mailed a confirmation of purchase of a security, involving a different transaction on a different day. 2 The indictment, listing 58 counts, was returned on March 3, 1977. A magistrate conducted an arraignment hearing the next day during which he granted appellants’ attorney permission to appear for purposes of arraignment only, with an option to withdraw from the case before the deadline for…
2Cases cited16 opinions
- Miranda v. ArizonaSupreme Court of the United States · 1966
- Johnson v. ZerbstSupreme Court of the United States · 1938
- Glasser v. United StatesSupreme Court of the United States · 1942
- Holloway v. ArkansasSupreme Court of the United States · 1978
- United States v. Javan Foster, Javan Foster v. United StatesCourt of Appeals for the First Circuit · 1972
11 more not listed; retrieve them via the Exa API.
3Cited by45 opinions
- Cuyler v. SullivanSupreme Court of the United States · 1980
- United States v. SchleiCourt of Appeals for the Eleventh Circuit · 1997
- United States v. HurleyCourt of Appeals for the First Circuit · 1995
- United States v. NewellCourt of Appeals for the First Circuit · 2011
- United States v. Angel A. Soldevila-Lopez, A/K/A "Angelo,"Court of Appeals for the First Circuit · 1994
40 more not listed; retrieve them via the Exa API.