Legal Opinion

Automated Matching Systems Exchange, LLC v. United States Securities & Exchange Commission

Court of Appeals for the Eighth Circuit

Decided June 20, 2016No. 14-3698, 15-2448PublishedCited by 1 opinion

1Opinion of the Court

SHEPHERD, Circuit Judge.

Automated Matching Systems Exchange, LLC (“AMSE”) appeals a final agency order by the Securities and Exchange Commission (“the Commission”), denying AMSE’s application for a limited volume exemption from registration as a national securities exchange under § 5 of the Securities Exchange Act of 1934 (“the Act”), 15 U.S.C. § 78a et. seep, and the district court’s 1 dismissal of AMSE’s complaint for lack of jurisdiction. Finding that the Commission reasonably concluded that the Act does not permit an exempt exchange to operate with the self-regulatory powers AMSE proposed…

2Cases cited8 opinions

  1. Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
  2. Telecommunications Research & Action Center v. Federal Communications CommissionCourt of Appeals for the D.C. Circuit · 1984
  3. New York Republican State Committee v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2015
  4. Altman v. United States Securities & Exchange CommissionDistrict Court, S.D. New York · 2011
  5. Altman v. United States Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 2012

3 more not listed; retrieve them via the Exa API.

3Cited by1 opinion

  1. Northshore Mining Company v. Secretary of LaborCourt of Appeals for the Eighth Circuit · 2022

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API