Legal Opinion
Frota v. Prudential-Bache Securities, Inc.
District Court, S.D. New York
Decided July 16, 1986No. 85 Civ. 9698 (WCC)PublishedCited by 50 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM C. CONNER, District Judge.
Plaintiffs Fernando S.G. Frota and Maria Carmen Frota (“the Frotas”) brought this action against Prudential-Bache Securities, Incorporated (“Prudential-Bache”), Ahmed Hussein (“Hussein”), their broker at Prudential-Bache, and John F. Rasweiler (“Rasweiler”), Hussein’s supervisor, alleging vi olations of section 10(b) of the Securities Exchange Act of 1934 (“the ’34 Act”), 15 U.S.C. § 78j(b) (1982), Securities and Exchange Commission rule 10b-5, 17 C.F.R. § 240.10b-5 (1985), the Racketeer Influenced and Corrupt Organizations Act (“RICO”), 18…
2Cases cited27 opinions
- Cruz v. BetoSupreme Court of the United States · 1972
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Michael E. Moss v. Morgan Stanley Inc., E. Jacques Courtois, Jr., Adrian Antoniu, and James M. Newman, Morgan Stanley Inc. And James M. NewmanCourt of Appeals for the Second Circuit · 1983
- Goldman v. BeldenCourt of Appeals for the Second Circuit · 1985
- Richard D. BENNETT and Carole A. Bennett, Plaintiffs-Appellants, v. UNITED STATES TRUST COMPANY OF NEW YORK, Defendant-AppelleeCourt of Appeals for the Second Circuit · 1985
22 more not listed; retrieve them via the Exa API.
3Cited by50 opinions
- Frith v. Guardian Life Insurance Co. of AmericaDistrict Court, S.D. Texas · 1998
- North American Catholic Educational Programming Foundation, Inc. v. CardinaleCourt of Appeals for the First Circuit · 2009
- Granite Partners, LP v. Bear, Stearns & Co. Inc.District Court, S.D. New York · 1998
- Abercrombie v. Andrew CollegeDistrict Court, S.D. New York · 2006
- Morin v. TrupinDistrict Court, S.D. New York · 1989
45 more not listed; retrieve them via the Exa API.