Legal Opinion
SECURITIES AND EXCHANGE COMMISSION v. CHAPMAN
District Court, E.D. Pennsylvania
Decided January 20, 2021No. 2:13-cv-05648Unknown
1Opinion
IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA SECURITIES AND EXCHANGE CIVIL ACTION COMMISSION, Plaintiff, v. NO. 13-5648 WILLIAM DEAN CHAPMAN, JR., ALEXANDER CAPITAL MARKETS, LLC, and ALEXANDER FINANCIAL, LLC, Defendants. DuBois, J. January 19, 2021 M E M O R A N D U M I. INTRODUCTION On May 23, 2013, pro se defendant William Dean Chapman, Jr. pled guilty to a one- count information, charging wire fraud in the United States District Court for the Eastern District of Virginia. Based on the same conduct that gave rise to Chapman’s criminal conviction, on September…
2Cases cited16 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- In Re Burlington Coat Factory Securities Litigation. P. Gregory Buchanan, Jacob Turner and Ronald AbramoffCourt of Appeals for the Third Circuit · 1997
- Montana v. United StatesSupreme Court of the United States · 1979
- Robin Chamberlain v. Vincent C. Giampapa, M.D., Individually and Dba Plastic Surgery Center InternationaleCourt of Appeals for the Third Circuit · 2000
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