Sicor Securities, Inc. v. Albert
Ohio Court of Appeals
1Opinion of the Court
Brogan, Judge.
{¶ 1} Sicor Securities, Inc., appeals from the trial court’s decision and entry denying preliminary or permanent injunctive relief to stop an arbitration initiated by appellee, Kenneth W. Albert, before the National Association of Securities Dealers, Inc. (“NASD”).
{¶ 2} In its sole assignment of error, Sicor contends that the trial court erred in refusing to enforce provisions in its independent-contractor and investmentadvisor representative agreements with Albert that required arbitration of disputes before the American Arbitration Association (“AAA”) in Montgomery County…
2Cases cited6 opinions
- Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Argyris G. Georgiadis and American Arbitration Association, Appeal of Argyris G. GeorgiadisCourt of Appeals for the Second Circuit · 1990
- Thomas James Associates, Inc. Barbara S. Miller Michelle K. Reichert Dave Kleber Michael G. Gomez and James A. Villa v. Harry JamesonCourt of Appeals for the Second Circuit · 1996
- Mm&s Financial, Inc. v. National Association of Securities Dealers, Inc. Nasd Dispute Resolution, Inc.Court of Appeals for the Eighth Circuit · 2004
- Roney & Company and Jacob Rivlin v. Jean GorenCourt of Appeals for the Sixth Circuit · 1989
- Credit Suisse First Boston, LLC v. GrovesDistrict Court, S.D. New York · 2004
1 more not listed; retrieve them via the Exa API.