Legal Opinion
Roney & Company and Jacob Rivlin v. Jean Goren
Court of Appeals for the Sixth Circuit
Decided May 26, 1989No. 88-1874PublishedCited by 30 opinions
1Opinion of the Court
KENNEDY, Circuit Judge.
Appellant, Jean Goren, a customer of Roney & Company (Roney & Co.), a securities brokerage firm, appeals from a District Court order staying arbitration of her securities fraud claim pending before the National Association of Securities Dealers (NASD) and compelling arbitration of her claims before the New York Stock Exchange (NYSE) pursuant to a Customer Agreement (Agreement) between appellant and Roney & Co. Goren asserts that the arbitration clause specifying arbitration solely under NYSE rules violates both the anti-waiver provision of the Securities Exchange Act of…
2Cases cited20 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
- Scherk v. Alberto-Culver Co.Supreme Court of the United States · 1974
15 more not listed; retrieve them via the Exa API.
3Cited by30 opinions
- In Re Salomon Inc. Shareholders' Derivative LitigationCourt of Appeals for the Second Circuit · 1995
- Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Argyris G. Georgiadis and American Arbitration Association, Appeal of Argyris G. GeorgiadisCourt of Appeals for the Second Circuit · 1990
- Roger Smith v. Aegon Companies Pension PlanCourt of Appeals for the Sixth Circuit · 2014
- Thomas James Associates, Inc. Barbara S. Miller Michelle K. Reichert Dave Kleber Michael G. Gomez and James A. Villa v. Harry JamesonCourt of Appeals for the Second Circuit · 1996
- Reddam v. KPMG LLPCourt of Appeals for the Ninth Circuit · 2006
25 more not listed; retrieve them via the Exa API.