Legal Opinion

Western Capital & Securities, Inc. v. Knudsvig

Court of Appeals of Utah

Decided February 7, 1989No. 880198-CAPublishedCited by 8 opinions

1Opinion of the Court

OPINION

Before BILLINGS, GARFF and JACKSON, JJ. GARFF, Judge:

Plaintiff and appellant, Western Capital and Securities, Inc. (Western), filed an action to recover $5,402.20 damages incurred when defendant and respondent, Helen Knudsvig, failed or refused to deliver a stock certificate after she allegedly requested Western to sell stock for her. Knudsvig counterclaimed, alleging that Western had violated Rules 10b-5 and 10b-10 promulgated under § 10(b) of the Securities and Exchange Act of 1934, and various rules of the National Association of Securities Dealers (NASD). We affirm in part and…

2Cases cited24 opinions

  1. State v. WalkerUtah Supreme Court · 1987
  2. Pratt v. Paris Gas Light & Coke Co.Supreme Court of the United States · 1897
  3. Levy v. LewisCourt of Appeals for the Second Circuit · 1980
  4. Andrea Theatres, Inc., and E.B. Cinema Corp., Cross-Appellees v. Theatre Confections, Inc., Cross-AppellantCourt of Appeals for the Second Circuit · 1986
  5. Kinsey v. NESTOR EXPLORATION LTD.-1981ADistrict Court, E.D. Washington · 1985

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3Cited by8 opinions

  1. Workman v. Nagle Construction, Inc.Court of Appeals of Utah · 1990
  2. Smith v. Linmar Energy Corp.Court of Appeals of Utah · 1990
  3. Warner v. SirstinsCourt of Appeals of Utah · 1992
  4. Indosuez v. PandeffAppellate Division of the Supreme Court of the State of New York · 1993
  5. Reeve & Associates, Inc. v. TannerCourt of Appeals of Utah · 2015

3 more not listed; retrieve them via the Exa API.

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