Western Capital & Securities, Inc. v. Knudsvig
Court of Appeals of Utah
1Opinion of the Court
OPINION
Before BILLINGS, GARFF and JACKSON, JJ. GARFF, Judge:
Plaintiff and appellant, Western Capital and Securities, Inc. (Western), filed an action to recover $5,402.20 damages incurred when defendant and respondent, Helen Knudsvig, failed or refused to deliver a stock certificate after she allegedly requested Western to sell stock for her. Knudsvig counterclaimed, alleging that Western had violated Rules 10b-5 and 10b-10 promulgated under § 10(b) of the Securities and Exchange Act of 1934, and various rules of the National Association of Securities Dealers (NASD). We affirm in part and…
2Cases cited24 opinions
- State v. WalkerUtah Supreme Court · 1987
- Pratt v. Paris Gas Light & Coke Co.Supreme Court of the United States · 1897
- Levy v. LewisCourt of Appeals for the Second Circuit · 1980
- Andrea Theatres, Inc., and E.B. Cinema Corp., Cross-Appellees v. Theatre Confections, Inc., Cross-AppellantCourt of Appeals for the Second Circuit · 1986
- Kinsey v. NESTOR EXPLORATION LTD.-1981ADistrict Court, E.D. Washington · 1985
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