Legal Opinion
Llanos v. United States
Court of Appeals for the Ninth Circuit
Decided September 4, 1953No. 13479_1PublishedCited by 42 opinions
1Opinion of the Court
DENMAN, Chief Judge.
This is a criminal appeal from a judgment of conviction by the United States District Court for the District of Hawaii. Trial was before the court without a jury.
Appellants raise three questions by this appeal: (1) whether the instruments involved were “securities” within the meaning of the Securities Act of 1933; (2) whether appellants were engaged in the “sale” of securities within the meaning of that Act; and (3) whether the trial court erred in receiving in evidence certain exhibits. A fourth question, concerning the validity of the indictment, was waived on oral…
2Cases cited12 opinions
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Pinellas Ice & Cold Storage Co. v. CommissionerSupreme Court of the United States · 1933
- Cortland Specialty Co. v. Commissioner of Internal Rev.Court of Appeals for the Second Circuit · 1932
- Bogy v. United StatesCourt of Appeals for the Sixth Circuit · 1938
- Securities & Exchange Commission v. Universal Service Ass'nCourt of Appeals for the Seventh Circuit · 1939
7 more not listed; retrieve them via the Exa API.
3Cited by42 opinions
- Brown v. ColeTexas Supreme Court · 1956
- Fed. Sec. L. Rep. P 94,737 Juanita McClure v. The First National Bank of Lubbock, Texas, Defendants-Appellees,gaines County DevelopmentsCourt of Appeals for the First Circuit · 1974
- Anderson v. Francis I. duPont & Co.District Court, D. Minnesota · 1968
- Lehigh Valley Trust Company v. Central National Bank of JacksonvilleCourt of Appeals for the Fifth Circuit · 1969
- United States v. AustinCourt of Appeals for the Tenth Circuit · 1972
37 more not listed; retrieve them via the Exa API.