Legal Opinion
Securities & Exchange Commission v. Lake Havasu Estates
District Court, D. Minnesota
Decided January 11, 1972No. Civ. A. 4-71 Civ. 512PublishedCited by 16 opinions
1Opinion of the Court
FINDINGS OF FACT AND CONCLUSIONS OF LAW
FINDINGS OF FACT
LARSON, District Judge.
[Editor’s Note: At the request of the Hon. Earl R.. Larson, Findings of Fact and Conclusions of Law Nos. 1-21 and 36-50 are omitted.]
CONCLUSIONS OF LAW
Jurisdictional Matters
22. This action arises under the Securities Act of 1933 (the “Act”). 8 The Commission is authorized to bring this action by Section 20(b) of the Act, 9 and this Court has jurisdiction over the action pursuant to Section 22(a) of the Act. 10
Registration Provisions of the Securities Act
23. Section 5 of the Act 11 provides in pertinent part:
Sec.…
2Cases cited22 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Virginia Petroleum Jobbers Ass'n v. Federal Power CommissionCourt of Appeals for the D.C. Circuit · 1958
- Securities and Exchange Commission v. Martin Frank, and Nylo-Thane Plastics Corp., Maurice Minuto, Olanda Minuto, Louis Braunston, Leonard FreedmanCourt of Appeals for the Second Circuit · 1968
17 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- Ingenito v. Bermec CorporationDistrict Court, S.D. New York · 1974
- Glen-Arden Commodities, Inc. v. CostantinoCourt of Appeals for the Second Circuit · 1974
- Wright v. SchockDistrict Court, N.D. California · 1983
- People v. SchockCalifornia Court of Appeal · 1984
- State v. Investors Security CorporationSupreme Court of Minnesota · 1973
11 more not listed; retrieve them via the Exa API.