Legal Opinion
Public Investors Arbitration Bar Ass'n v. Securities & Exchange Commission
Court of Appeals for the D.C. Circuit
Decided November 14, 2014No. 13-5137PublishedCited by 60 opinions
1Opinion of the Court
Opinion for the Court filed by Circuit Judge TATEL.
Concurring opinion filed by Circuit Judge BROWN.
TATEL, Circuit Judge:
Exemption 8 of the Freedom of Information Act protects from disclosure rec- . ords “related to examination ... reports prepared by, on behalf of, or for the use of ' an agency responsible for the regulation or supervision of financial institutions.” Congress has now clarified that the Securities and Exchange Commission is such an agency and — central to the issue before us — that the Financial Industry Regulatory Authority (FINRA), a private organization that oversees…
2Cases cited11 opinions
- Robert G. Vaughn v. Bernard Rosen, Executive Director, United States Civil Service CommissionCourt of Appeals for the D.C. Circuit · 1973
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
- American Civil Liberties Union v. United States Department of JusticeCourt of Appeals for the D.C. Circuit · 2011
- Landstar Express America, Inc. v. Federal Maritime CommissionCourt of Appeals for the D.C. Circuit · 2009
- Al-Fayed v. Central Intelligence AgencyCourt of Appeals for the D.C. Circuit · 2001
6 more not listed; retrieve them via the Exa API.
3Cited by60 opinions
- Shapiro v. U.S. Dep't of JusticeCourt of Appeals for the D.C. Circuit · 2018
- Labow v. United States Department of JusticeCourt of Appeals for the D.C. Circuit · 2016
- Saad v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2017
- Frank LLP v. Consumer Fin. Prot. BureauCourt of Appeals for the D.C. Circuit · 2017
- Ball v. Board of Governors of the Federal Reserve SystemDistrict Court, District of Columbia · 2015
55 more not listed; retrieve them via the Exa API.