Legal Opinion
Securities and Exchange Commission v. Cetera Advisors LLC
District Court, D. Colorado
Decided April 17, 2020No. 1:19-cv-02461Unknown
1Opinion
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Civil Action No. 19-cv-02461-MEH SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CETERA ADVISORS LLC, and CETERA ADVISORS NETWORKS LLC, Defendants. ORDER Michael E. Hegarty, United States Magistrate Judge. Before the Court are Defendants’ Partial Motion to Dismiss the Amended Complaint (ECF 29) and Plaintiff’s Motion to Exclude the Declaration of Martin Joseph Fehn, III (ECF 51). Defendants seek partial dismissal of the Amended Complaint pursuant to Fed. R. Civ. P. 12(b)(6), alleging that the First Claim for Relief fails to…
2Cases cited12 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Papasan v. AllainSupreme Court of the United States · 1986
- Robbins Ex Rel. Robbins v. Oklahoma Ex Rel. Department of Human ServicesCourt of Appeals for the Tenth Circuit · 2008
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
7 more not listed; retrieve them via the Exa API.