Tedeschi v. Smith Barney, Harris Upham & Co., Inc.
District Court, S.D. New York
1Opinion of the Court
OPINION
EDWARD WEINFELD, District Judge.
This is a diversity action 1 by Anthony Tedeschi (“Tedeschi”) and his wife Lois against Smith Barney, Harris Upham & Co., Inc. (“Smith Barney”), an investment banking firm, Martin Berglas, Smith Barney’s assistant general counsel, and John Maine, Smith Barney’s Philadelphia branch manager. The complaint alleges six state-law causes of action. The defendants move under Rule 12(b)(6) to dismiss for failure to state a claim as to five of the six counts, and for partial summary judgment as to the remaining count. 2
Tedeschi is a former Smith Barney broker. In…
2Cases cited32 opinions
- Dole v. Dow Chemical Co.New York Court of Appeals · 1972
- Fischer v. MaloneyNew York Court of Appeals · 1978
- Board of Education v. Farmingdale Classroom Teachers Ass'nNew York Court of Appeals · 1975
- Williams v. WilliamsNew York Court of Appeals · 1969
- Burt v. . SmithNew York Court of Appeals · 1905
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3Cited by18 opinions
- Joseph Serfecz and First Chicago Trust v. Jewel Food StoresCourt of Appeals for the First Circuit · 1995
- Tedeschi v. Smith Barney, Harris Upham & Co., Inc.District Court, S.D. New York · 1984
- Perry v. ManocherianDistrict Court, S.D. New York · 1987
- Anthony W. Tedeschi and Lois Tedeschi, Merrill J. Chapman v. Smith Barney, Harris Upman & Co., Inc., Martin S. Berglas and John MaineCourt of Appeals for the Second Circuit · 1985
- Collins v. Willcox Inc.New York Supreme Court · 1992
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