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Legal Opinion

Securities and Exchange Commission v. American Growth Funding II, LLC

District Court, S.D. New York

Decided September 24, 2019No. 1:16-cv-00828Unknown

1Opinion

|[UsDS SDNY _ UNITED STATES DISTRICT COURT DOCUMENT SOUTHERN DISTRICT OF NEW YORK ELECTRONICALLY FILED □□□ eee DOC #: SECURITIES AND EXCHANGE alag |G COMMISSION, DATE FILED: 2/2914 Plaintiff, v. 16-CV-828 (KMW) AMERICAN GROWTH FUNDING II, LLC, OPINION & ORDER PORTFOLIO ADVISORS ALLIANCE, INC., RALPH C. JOHNSON, HOWARD J. ALLEN III, and KERRI L. WASSERMAN, Defendants. pcg aN KIMBA M. WOOD, United States District Judge: Following a jury verdict in favor of the Securities and Exchange Commission (“SEC”) and against defendants Howard Allen, Kerri Wasserman, and Portfolio Advisors Alliance (“PAA”)…

2Cases cited13 opinions

  1. Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
  2. Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
  3. Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
  4. Securities & Exchange Commission v. RazmilovicCourt of Appeals for the Second Circuit · 2013
  5. Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995

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