Legal Opinion
Raymond L. Dirks v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
Decided May 18, 1982No. 81-1243PublishedCited by 35 opinions
1Opinion of the Court
Opinion filed by Circuit Judge J. SHELLY WRIGHT.
Circuit Judge ROBB concurs in the result.
Circuit Judge TAMM dissents.
J. SHELLY WRIGHT, Circuit Judge:
This case requires us to review the Securities and Exchange Commission’s interpretation of its Rule 10b-5 in light of the Supreme Court’s most recent discussion of Rule 10b-5 and the statutory provisions upon which it rests. The Commission (SEC) has censured petitioner Raymond Dirks, vice president in a broker-dealer firm, for aiding and abetting violations of Rule 10b-5 by repeating information he had learned from former employees of a…
2Cases cited45 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Udall v. TallmanSupreme Court of the United States · 1965
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
40 more not listed; retrieve them via the Exa API.
3Cited by35 opinions
- Michael E. Moss v. Morgan Stanley Inc., E. Jacques Courtois, Jr., Adrian Antoniu, and James M. Newman, Morgan Stanley Inc. And James M. NewmanCourt of Appeals for the Second Circuit · 1983
- Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
- Kay Hollinger Richard Llewelyn Jones Edward E. Nissen Judy D'Arcy K-Judy, Ltd. v. Titan Capital Corp. Emil Wilkowski Painter Financial Group, Ltd.Court of Appeals for the Ninth Circuit · 1990
- Halberstam v. WelchCourt of Appeals for the D.C. Circuit · 1983
- Halberstam v. WelchCourt of Appeals for the D.C. Circuit · 1983
30 more not listed; retrieve them via the Exa API.