William Timpinaro v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
1Opinion of the Court
Opinion for the Court filed by Circuit Judge D.H. GINSBURG.
D.H. GINSBURG, Circuit Judge:
Several securities broker-dealers and their customers petition for review of three orders that the Securities Exchange Commission issued on October 10,1991 pursuant to § 19(b) of the Securities Exchange Act of 1934, as amended. Two of the orders approved new rules for the Small Order Execution System (SOES), an automated system developed by the National Association of Securities Dealers (NASD), Inc., the self-regulatory organization for the over-the-counter securities market: The Professional Trader Rule…
2Cases cited10 opinions
- Mathews v. EldridgeSupreme Court of the United States · 1976
- Motor Vehicle Mfrs. Assn. of United States, Inc. v. State Farm Mut. Automobile Ins. Co.Supreme Court of the United States · 1983
- Broadrick v. OklahomaSupreme Court of the United States · 1973
- Hoffman Estates v. Flipside, Hoffman Estates, Inc.Supreme Court of the United States · 1982
- Hodel v. Virginia Surface Mining & Reclamation Assn., Inc.Supreme Court of the United States · 1981
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3Cited by20 opinions
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- William B. Blount v. Securities and Exchange Commission, Municipal Securities Rulemaking Board, IntervenorCourt of Appeals for the D.C. Circuit · 1995
- Domestic Securities, Inc. v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2003
- New York Republican State Committee v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2015
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