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Legal Opinion

Caucus Distributors, Inc. v. Commissioner of Commerce

Court of Appeals of Minnesota

Decided April 5, 1988No. C4-87-1952PublishedCited by 9 opinions

1Opinion of the Court

OPINION

RANDALL, Judge.

This matter is before us on writ for certiorari to review a decision of the Commissioner of Commerce. The Commissioner found promissory notes relators offered and sold in exchange for loans were unlicensed securities. The Commissioner ordered relators to cease offering or selling unfiled promissory notes or debt instruments without obtaining an opinion letter from the department of commerce. This appeal is from the Commissioner’s order. We affirm.

FACTS

Relators Caucus Distributors, Inc. (CDI) and Campaigner Publications, Inc. (CPI) are New York corporations. Independent…

2Cases cited25 opinions

  1. Buckley v. ValeoSupreme Court of the United States · 1976
  2. Cantwell v. ConnecticutSupreme Court of the United States · 1940
  3. Hines v. DavidowitzSupreme Court of the United States · 1941
  4. National Ass'n for the Advancement of Colored People v. Alabama Ex Rel. PattersonSupreme Court of the United States · 1958
  5. Rice v. Santa Fe Elevator Corp.Supreme Court of the United States · 1947

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3Cited by9 opinions

  1. Caucus Distributors, Inc. v. Maryland Securities CommissionerCourt of Appeals of Maryland · 1990
  2. Olson v. E.F. Hutton & Co.Court of Appeals for the Eighth Circuit · 1992
  3. Welsh v. CommonwealthCourt of Appeals of Virginia · 1992
  4. Olson v. Hutton & Company, Inc.Court of Appeals for the Eighth Circuit · 1992
  5. Caucus Distributors, Inc. v. State, Department of Commerce & Economic Development, Division of Banking, Securities & CorporationsAlaska Supreme Court · 1990

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