Legal Opinion

C.D. Anderson & Co., Inc. v. Michael A. Lemos, and John Lemos

Court of Appeals for the Ninth Circuit

Decided November 16, 1987No. 87-1526PublishedCited by 52 opinions

1Opinion of the Court

SAMUEL P. KING, District Judge:

Appellant C.D. Anderson & Co., Inc. appeals from the district court’s grant of summary judgment in favor of Appellee Michael A. Lemos. The district court found that C.D. Anderson’s claims under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C. § 1962, were barred by an award rendered in an arbitration between C.D. Anderson and Lemos. We affirm the district court’s ruling.

I

BACKGROUND

C.D. Anderson & Co., Inc. is a stock brokerage company. On December 15, 1983, Michael A.…

2Cases cited12 opinions

  1. Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
  2. A. v. Costantini v. Trans World Airlines and Does I Through XcCourt of Appeals for the Ninth Circuit · 1982
  3. Jack W. McClain v. Gilbert Apodaca, Kent Rogers, Coronado Financial Corporation and Audio Security, Inc., Edward M. Link and Carl F. AgrenCourt of Appeals for the Ninth Circuit · 1986
  4. Edward L. Greenblatt v. Drexel Burnham Lambert, IncorporatedCourt of Appeals for the Eleventh Circuit · 1985
  5. Letizia v. Prudential Bache Securities, Inc.Court of Appeals for the Ninth Circuit · 1986

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3Cited by52 opinions

  1. Clark v. Bear Stearns & Co.Court of Appeals for the Ninth Circuit · 1992
  2. Frank v. United Airlines, Inc.Court of Appeals for the Ninth Circuit · 2000
  3. Woodrum v. Woodward CountyCourt of Appeals for the Ninth Circuit · 1989
  4. Fund for Animals, Inc. v. LujanCourt of Appeals for the Ninth Circuit · 1992
  5. Woodrum v. Woodward CountyCourt of Appeals for the Ninth Circuit · 1989

47 more not listed; retrieve them via the Exa API.

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