C.D. Anderson & Co., Inc. v. Michael A. Lemos, and John Lemos
Court of Appeals for the Ninth Circuit
1Opinion of the Court
SAMUEL P. KING, District Judge:
Appellant C.D. Anderson & Co., Inc. appeals from the district court’s grant of summary judgment in favor of Appellee Michael A. Lemos. The district court found that C.D. Anderson’s claims under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C. § 1962, were barred by an award rendered in an arbitration between C.D. Anderson and Lemos. We affirm the district court’s ruling.
I
BACKGROUND
C.D. Anderson & Co., Inc. is a stock brokerage company. On December 15, 1983, Michael A.…
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