Legal Opinion
National Ass'n of Securities Dealers, Inc. v. Securities & Exchange Commission
Court of Appeals for the D.C. Circuit
Decided December 13, 2005No. 04-1154PublishedCited by 35 opinions
1Opinion of the Court
Opinion for the Court filed by Senior Circuit Judge EDWARDS.
HARRY T. EDWARDS, Senior Circuit Judge.
The National Association of Securities Dealers, Inc. (“NASD”) is the only officially registered “national securities association” under § 15A of the Securities Exchange Act of 1934 (“Exchange Act” or the “Act”), 15 U.S.C. § 78o-3 (2000). Domestic Sec., Inc. v. SEC, 333 F.3d 239, 242 (D.C.Cir.2003). By virtue of its statutory authority, NASD wears two institutional hats: it serves as a professional association, promoting the interests of it members, see NASD,NASD Corporate Description,
http://www.n…
2Cases cited9 opinions
- Motor Vehicle Mfrs. Assn. of United States, Inc. v. State Farm Mut. Automobile Ins. Co.Supreme Court of the United States · 1983
- Jones v. United StatesSupreme Court of the United States · 1999
- Federal Trade Commission v. Bunte Bros.Supreme Court of the United States · 1941
- Railway Labor Executives' Ass'n v. National Mediation BoardCourt of Appeals for the D.C. Circuit · 1994
- BankAmerica Corp. v. United StatesSupreme Court of the United States · 1983
4 more not listed; retrieve them via the Exa API.
3Cited by35 opinions
- UBS Financial Services, Inc. v. West Virginia University Hospitals, Inc.Court of Appeals for the Second Circuit · 2011
- Karsner v. LothianCourt of Appeals for the D.C. Circuit · 2008
- Free Enterprise Fund v. Public Co. Accounting Oversight BoardCourt of Appeals for the D.C. Circuit · 2008
- Netcoalition v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 2013
- Fiero v. Financial Industry Regulatory Authority, Inc.Court of Appeals for the Second Circuit · 2011
30 more not listed; retrieve them via the Exa API.