Legal Opinion
Securities and Exchange Com'n v. Kenneth Bove & Co., Inc.
District Court, S.D. New York
Decided July 10, 1974No. 72 Civ. 2287 (MP)PublishedCited by 24 opinions
1Opinion of the Court
POLLACK, District Judge.
The Trustee in this SIPC (“Securities Investor Protection Corporation”) liquidation being conducted pursuant to the Securities Investor Protection Act of 1970 (the “Act”), 15 U.S.C. §§ 78aaa et seq., has moved for an order determining that the claim filed herein by Joseph and Irma Steinberg (the “claimants”) is not that of a “customer” entitled to protection under the Act nor is it an “open contractual commitment” with the Debtor entitled to completion by the Trustee under the Act. The Debtor, Kenneth Bove & Co., Inc., was placed in liquidation under the Act on May 25,…
2Cases cited2 opinions
- SECURITIES AND EXCHANGE COMMISSION v. ABERDEEN SECURITIES CO., INC., Et Al. Appeal of Sherwin SELIGSOHN Et Al.Court of Appeals for the Third Circuit · 1973
- Securities And Exchange Commission v. F. O. Baroff Company, Inc.Court of Appeals for the Second Circuit · 1974
3Cited by24 opinions
- In Re Stalvey & Associates, Inc.Court of Appeals for the Fifth Circuit · 1985
- In Re MV Securities, Inc.United States Bankruptcy Court, S.D. New York · 1985
- In Re Hanover Square SecuritiesUnited States Bankruptcy Court, S.D. New York · 1985
- In Re: Old Naples Securities, Inc., Debtor. Theodore H. Focht, Securities Investor Protection Corp. v. Kevin Heebner, Eileen C. Brown, Merritt W. BrownCourt of Appeals for the Eleventh Circuit · 2000
- Securities Investor Protection Corp. v. Associated Underwriters, Inc.District Court, D. Utah · 1975
19 more not listed; retrieve them via the Exa API.