Legal Opinion
Securities Investor Protection Corp. v. Associated Underwriters, Inc.
District Court, D. Utah
Decided May 7, 1975No. C 276-73PublishedCited by 14 opinions
1Opinion of the Court
MEMORANDUM ORDER AND OPINION APPROVING TRUSTEE’S PLAN OF DISTRIBUTION
(In lieu of Findings of Fact and Conclusions of Law under Rule 52(a))
ALDON J. ANDERSON, District Judge.
This case arises out of a liquidation proceeding commenced by the Securities and Exchange Commission (SEC) against Associated Underwriters, Inc., (Associated), a stock brokerage firm, pursuant to the Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa et seq. The SEC brought the action pursuant to the authority conferred in 15 U.S.C. § 78u(e), and this court has jurisdiction by virtue of 15 U.S.C. § 78aa.
On…
2Cases cited17 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
- Fed. Sec. L. Rep. P 94,710 Securities and Exchange Commission v. Koscot Interplanetary, Inc.Court of Appeals for the Fifth Circuit · 1974
- Fed. Sec. L. Rep. P 94,724 Securities and Exchange Commission v. Continental Commodities CorporationCourt of Appeals for the Fifth Circuit · 1974
- Fed. Sec. L. Rep. P 93,355 Ella Milnarik v. M-S Commodities, Inc., an Illinois Corporation, and David S. NelsonCourt of Appeals for the Seventh Circuit · 1972
12 more not listed; retrieve them via the Exa API.
3Cited by14 opinions
- In Re Bernard L. Madoff Investment Securities LLCCourt of Appeals for the Second Circuit · 2011
- Troyer v. KarcagiDistrict Court, S.D. New York · 1979
- UNITED STATES of America, Plaintiff-Appellee, v. Bruce A. JENSEN, Defendant-AppellantCourt of Appeals for the Tenth Circuit · 1979
- In Re Hanover Square SecuritiesUnited States Bankruptcy Court, S.D. New York · 1985
- Securities Investor Protection Corp. v. C.J. Wright & Co. (In Re C.J. Wright & Co.)United States Bankruptcy Court, M.D. Florida · 1993
9 more not listed; retrieve them via the Exa API.