Legal Opinion
Fed. Sec. L. Rep. P 97,148 Securities and Exchange Commission v. Monarch Fund, Aspen Fund II and Bruce B. Paul
Court of Appeals for the Second Circuit
Decided October 23, 1979No. 1179, Docket 79-6048PublishedCited by 32 opinions
1Opinion of the Court
BONSAL, District Judge:
Defendants Monarch Fund (“Monarch”), Aspen Fund II (“Aspen”), both family investment partnerships, and Bruce B. Paul (“Paul”), manager of the partnerships, appeal from the decision of the District Court for the Southern District of New York holding that defendants violated Section 10(b) of the 1934 Securities Exchange Act (“1934 Act”), as amended, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder, 17 C.F.R. § 240.-10b-5.
On September 13,1973, the Securities and Exchange Commission (“SEC”) instituted this action against defendants alleging violations of Section 10(b) and Rule…
2Cases cited5 opinions
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 94,473 Maurice Shapiro v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Second Circuit · 1974
- UNITED STATES of America, Appellee, v. Vincent F. CHIARELLA, Defendant-AppellantCourt of Appeals for the Second Circuit · 1978
- Schein v. ChasenCourt of Appeals for the Second Circuit · 1973
- Fed. Sec. L. Rep. P 92,532 Crane Company v. Westinghouse Air Brake Company, A. King McCord Edward J. Janley, Edwin Hodge, Jr., Frank L. Magee, John A. Mayer, G. Albert Showmaker, Eric A. Walker, Lawrence E. Walkley, Jay v. Wilcox and Leslie B. Worthington, Crane Company v. American Standard, Inc. And Blyth & Co.Court of Appeals for the Second Circuit · 1969
3Cited by32 opinions
- Michael E. Moss v. Morgan Stanley Inc., E. Jacques Courtois, Jr., Adrian Antoniu, and James M. Newman, Morgan Stanley Inc. And James M. NewmanCourt of Appeals for the Second Circuit · 1983
- Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
- Halperin v. eBanker USA.COM, Inc.Court of Appeals for the Second Circuit · 2002
- Securities & Exchange Commission v. ObusCourt of Appeals for the Second Circuit · 2012
- Securities & Exchange Commission v. WaterhouseDistrict Court, S.D. New York · 1992
27 more not listed; retrieve them via the Exa API.