Legal Opinion
Galarneau v. Merrill Lynch, Pierce, Fenner & Smith Inc.
Court of Appeals for the First Circuit
Decided October 12, 2007No. 06-2410PublishedCited by 20 opinions
1Opinion of the Court
TORRUELLA, Circuit Judge.
On January 6, 2004, Deborah Galarneau (“Galarneau”) was fired from her job as a stockbroker at Merrill Lynch, Pierce, Fen-ner & Smith Inc. (“Merrill Lynch”). In a form submitted to the National Association of Securities Dealers (“NASD”), Merrill explained that “Ms. Galarneau was terminated after the firm concluded that she had (I) engaged in inappropriate bond trading in one Ghent’s account and (II) utilized time and price discretion in the accounts of three clients.” Galarneau brought this action against Merrill Lynch in the United States District Court for the…
2Cases cited36 opinions
- New York Times Co. v. SullivanSupreme Court of the United States · 1964
- Gertz v. Robert Welch, Inc.Supreme Court of the United States · 1974
- Bose Corp. v. Consumers Union of United States, Inc.Supreme Court of the United States · 1984
- Dun & Bradstreet, Inc. v. Greenmoss Builders, Inc.Supreme Court of the United States · 1985
- Doe v. ChaoSupreme Court of the United States · 2004
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3Cited by20 opinions
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- Hosmane v. Seley-RadtkeCourt of Special Appeals of Maryland · 2016
- Neece v. City of ChicopeeCourt of Appeals for the First Circuit · 2024
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