Wiesenberger v. W. E. Hutton & Co.

WYATT, District Judge.

Motion by plaintiff to modify a subpoena and for a protective order. Fed.R. Civ.P. 30(b), 45(b) and 45(d)(1).

The complaint contains one count for claimed violations of a section of the Securities Act of 1933, 15 U.S.C. § 77q (a) —“fraudulent interstate transactions”, of a section of the Securities Exchange Act of 1934, 15 U.S.C. § 78j (b) —“manipulative and deceptive devices”; and of two sections of the Investment Advisers Act of 1940, 15 U.S.C. § 80b-3—“registration of investment advisers”—and 15 U.S.C. § 80b-6—“prohib-ited transactions by investment advisers”. Federal…