Legal Opinion

Commodity Futures Trading Commission v. R.J. Fitzgerald & Co.

Court of Appeals for the Eleventh Circuit

Decided October 29, 2002No. 01-14780PublishedCited by 34 opinions

1Opinion of the Court

COWEN, Circuit Judge:

Presented in this appeal is the question of liability for fraud and related allegations under the Commodities Exchange Act, 7 U.S.C. §§ 1 et seq., (the “CEA” or “Act”) 'and accompanying regulations. Plaintiff/Appellant Commodities Futures Trading Commission (“CFTC”) appeals from a judgment finding all Defendants not liable under the Act for various solicitation and trading activities carried out at R.J. Fitzgerald & Company, Inc. (“RJFCO”). After reviewing the record in this matter, considering the submissions of the parties, and having benefitted from oral argument, we…

2Cases cited13 opinions

  1. Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
  2. H. Anita Lincoln, Cross-Appellant v. Board of Regents of the University System of Georgia, and Clyde W. Hall and Evanel R. Terrell, Cross-AppelleesCourt of Appeals for the Eleventh Circuit · 1983
  3. R&W Technical Services Ltd. v. Commodity Futures Trading CommissionCourt of Appeals for the Fifth Circuit · 2000
  4. JCC, Inc. v. Commodity Futures Trading CommissionCourt of Appeals for the Eleventh Circuit · 1995
  5. Commodity Futures Trading Commission v. SidotiCourt of Appeals for the Eleventh Circuit · 1999

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3Cited by34 opinions

  1. U.S. Commodity Futures Trading Commission v. Southern Trust Metals, Inc.Court of Appeals for the Eleventh Circuit · 2018
  2. Prime International Trading Ltd. v. BP PLCCourt of Appeals for the Second Circuit · 2019
  3. Commodity Futures Trading Comm'n v. McDonnellDistrict Court, E.D. New York · 2018
  4. Commodity Futures Trading Comm'n v. McDonnellDistrict Court, E.D. New York · 2018
  5. U.S. Commodity Futures Trading Commissioner v. Robert EscobioCourt of Appeals for the Eleventh Circuit · 2020

29 more not listed; retrieve them via the Exa API.

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