Legal Opinion
Jay Zola v. TD Ameritrade, Inc.
Court of Appeals for the Eighth Circuit
Decided May 10, 2018No. 16-3013; 16-3016; 16-3019PublishedCited by 7 opinions
1Opinion of the Court
WOLLMAN, Circuit Judge.
Jay Zola and Jeremiah Joseph Lowney (collectively, Zola), Tyler Verdieck, and Michael Sarbacker filed separate class-action complaints against TD Ameritrade, Inc., alleging various state-law claims. 1 The *922 complaints alleged that TD Ameritrade breached its duty of best execution when it routed client orders to buy and sell securities to trading venues that paid TD Ameritrade top dollar for its order flow. The district court 2 dismissed the complaints for failure to state a claim after concluding that the claims were precluded by the Securities Litigation Uniform…
2Cases cited15 opinions
- Merrill Lynch, Pierce, Fenner & Smith Inc. v. DabitSupreme Court of the United States · 2006
- Securities & Exchange Commission v. ZandfordSupreme Court of the United States · 2002
- Chadbourne & Parke LLP v. TroiceSupreme Court of the United States · 2014
- Waggoner v. Barclays PLCCourt of Appeals for the Second Circuit · 2017
- Kazimierz J. Dudek Margaret Varley Dudek, on Behalf of Themselves and All Others Similarly Situated v. Prudential Securities, Inc.Court of Appeals for the Eighth Circuit · 2002
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3Cited by7 opinions
- Russell Knowles v. TD Ameritrade Holding Corp.Court of Appeals for the Eighth Circuit · 2021
- Northstar Financial Advisors v. Schwab InvestmentsCourt of Appeals for the Ninth Circuit · 2018
- Rayner v. ETrade Fin. Corp.Court of Appeals for the Second Circuit · 2018
- Jyll Brink v. Raymond James & Associates, Inc.Court of Appeals for the Eleventh Circuit · 2018
- Bartle v. TD Ameritrade Holdings Corp.District Court, W.D. Missouri · 2020
2 more not listed; retrieve them via the Exa API.