Legal Opinion

Richards v. First Union Securities, Inc.

Court of Appeals of Wisconsin

Decided June 1, 2005No. 2004AP1877Published

1Opinion of the Court

284 Wis.2d 530 (2005)

2005 WI App 164

702 N.W.2d 45

Gary RICHARDS, Plaintiff-Respondent,[†]

v.

FIRST UNION SECURITIES, INC., Defendant-Appellant.

No. 2004AP1877.

Court of Appeals of Wisconsin.

Submitted on briefs April 14, 2005.

Decided June 1, 2005.

On behalf of the defendant-appellant, the cause was submitted on the briefs of Michael H. Schaalman and Robert J. Pluta of Quarles & Brady LLP, Milwaukee.

On behalf of the plaintiff-respondent, the cause was submitted on the brief of James Bolt, New Berlin.

Before Anderson, P.J., Brown and Snyder, JJ.

¶ 1. ANDERSON, P.J.

First Union Securities, Inc.[1] appeals…

2Cases cited19 opinions

  1. Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
  2. Paige K. B. v. Steven G. B.Wisconsin Supreme Court · 1999
  3. State v. WoodingtonWisconsin Supreme Court · 1966
  4. West v. WestWisconsin Supreme Court · 1978
  5. Danielson v. Brody Seating Co.Wisconsin Supreme Court · 1976

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